Nominees

You were previously sent a Notice of Pendency of Class Action (the “Class Notice”) in January 2019, requesting names and addresses of persons and entities for the beneficial interest of whom you publicly traded common stock of SeaWorld Entertainment, Inc. between August 29, 2013 and August 12, 2014 (“Potential Class Members”).

  1. If, in connection with the mailing of the Class Notice, you previously provided the Claims Administrator with the names and addresses of persons and entities on whose behalf you purchased or acquired the publicly traded common stock of SeaWorld between August 29, 2013 and August 12, 2014, you DO NOT need to resubmit those names and addresses (unless that information has changed – e.g., Potential Class Member has changed address). Copies of the Court-approved Postcard Notice will be forwarded to those Potential Class Members by the Claims Administrator.
  2. If, in connection with the mailing of the Class Notice, you requested that copies of the Class Notice be sent to you for forwarding by you to Potential Class Members WITHOUT providing the names and addresses to the Claims Administrator, you will be mailed the same number of Postcard Notices to forward to those Potential Class Members. If you require a different number of Postcard Notices than you requested in connection with the mailing of the Class Notice, please send an email to info@SeaWorldSecuritiesLitigation.com and let the Claims Administrator know how many Postcard Notices you require. You must mail the Postcard Notices to the Potential Class Members within seven (7) calendar days of your receipt of the Postcard Notices. Please note, in the Class Notice, you were advised that if you elected to forward the Class Notice to Potential Class Members, you must retain your mailing records for use in connection with any further notices that may be provided in the Action.
  3. If you NEITHER previously submitted names and addresses of Potential Class Members NOR requested notices to forward to Potential Class Members, as outlined above, OR if you have names and addresses of Potential Class Members that were not included in your previous submission to the Claims Administrator, you MUST submit a request for Postcard Notices or submit the names and addresses of Potential Class Members to the Claims Administrator, no later than seven (7) calendar days from receipt of the notice. If you request copies of the Postcard Notice for forwarding by you, you must mail them to Potential Class Members within seven (7) calendar days of your receipt of the Postcard Notices from the Claims Administrator.

If you are providing a list of names and addresses to the Claims Administrator:

  1. Compile a list of names and last known addresses of beneficial owners who purchased or otherwise acquired the publicly traded common stock of SeaWorld between August 29, 2013 and August 12, 2014.
  2. Prepare the list in Microsoft Excel format following the “Electronic Name and Address File Layout” as provided in the cover letter you received. A preformatted spreadsheet can also be found by clicking here.
  3. Then do one of the following:
    1. Burn the Microsoft Excel file(s) to a CD or DVD and mail the CD or DVD to:

      Baker v. SeaWorld Entertainment, Inc., et al.
      c/o Epiq Class Action & Claims Solutions, Inc.
      P.O. Box 3170
      Portland OR 97208-3170

    2. Email the spreadsheet to info@SeaWorldSecuritiesLitigation.com; or
    3. Upload the spreadsheet here.

If you are mailing the Postcard Notice to beneficial owners and require a different number of copies than you requested in connection with the Class Notice:

If you elect to mail the Postcard Notice to beneficial owners yourself, additional copies of the Postcard Notice may be requested via email to info@SeaWorldSecuritiesLitigation.com. As noted above, you must forward the Postcard Notice to the beneficial owners within seven (7) calendar days of your receipt of those Postcard Notices. You must also send a statement to the Claims Administrator at the address above confirming that the mailing was made, and you must retain your mailing records for use in connection with any further notices that may be provided in the Action.

Expense Reimbursement

Reasonable expenses are eligible for reimbursement (including postage and costs to compile names and addresses), provided an invoice documenting the expenses for which reimbursement is sought is timely submitted to the Claims Administrator. Please provide any invoice within one month of completion of the Postcard Notice mailing or delivery of your list of names and addresses. Any disputes as to the reasonableness or documentation of the expenses requested are subject to review by the Court.

If you are filing electronic claims:

A nominee may also submit a Proof of Claim on behalf of multiple clients who are beneficial owners by following the instructions below.

Click here to download the Claim Form.

Click here to download a properly formatted spreadsheet for submitting your transactions.

You may upload your master Claim Form and completed spreadsheet online here.